1.2
MINT GLOBAL MARKETS, INC. (SPTD)
2020
1
2022-02-14T14:59:34Z
2020
01
28.24
40.20
33.87
25.94
0.00
SPEEDROUTE LLC
SPDR
25.83
11.94
9.52
4.38
0.00
111.84
15
155.5035
15
54.9195
15
0
0
[Mint does not receive payment from SpeedRoute (SPDR) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
Lampost Capital, L.C.
LAMP
9.78
0.00
0.26
9.52
0.00
0
-23.8
-39.1153
-23.8
-123.5339
-23.8
0
0
[Mint receives payment from Lampost Capital L.C. (LAMP) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CUTTONE & CO., LLC
TTUC
26.70
11.41
10.25
5.03
0.00
105.504
15
173.496
15
57.918
15
0
0
[Mint does not receive payment from DriveWealth (TTUC) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share rate to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CODA MARKETS, INC.
CODA
26.57
11.52
10.36
4.69
0.00
-74.2616
-9.22
-107.0673
-9.22
-48.8826
-9.22
0
0
[Mint receives payment from CODA Markets (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
20.90
34.64
35.46
29.89
0.00
Lampost Capital, L.C.
LAMP
11.20
0.00
0.55
10.65
0.00
0
-23.8
-35.2311
-23.8
-212.9791
-23.8
0
0
[Mint receives payment from Lampost Capital L.C. (LAMP) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
SPEEDROUTE LLC
SPDR
30.16
10.68
12.72
6.75
0.00
580.989
15
632.6265
15
119.1405
15
0
0
[Mint does not receive payment from SpeedRoute (SPDR) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CODA MARKETS, INC.
CODA
29.73
10.95
12.05
6.72
0.00
-214.1843
-9.22
-260.6134
-9.22
-56.2697
-9.22
0
0
[Mint receives payment from CODA Markets (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CUTTONE & CO., LLC
TTUC
27.45
10.37
11.47
5.62
0.00
358.8195
15
407.532
15
96.813
15
0
0
[Mint does not receive payment from DriveWealth (TTUC) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share rate to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
0.13
0.00
100.00
0.00
0.00
2020
02
33.92
35.48
30.50
34.02
0.00
CODA MARKETS, INC.
CODA
27.37
11.18
8.98
7.21
0.00
-85.6987
-9.11
-137.7532
-9.11
-71.8223
-9.11
0
0
[Mint receives payment from CODA Markets (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
SPEEDROUTE LLC
SPDR
26.84
11.26
9.49
6.08
0.00
182.5575
15
240.561
15
95.4105
15
0
0
[Mint does not receive payment from SpeedRoute (SPDR) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CUTTONE & CO., LLC
TTUC
26.33
10.76
8.93
6.65
0.00
145.947
15
190.1235
15
86.8335
15
0
0
[Mint does not receive payment from DriveWealth (TTUC) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share rate to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
Lampost Capital, L.C.
LAMP
13.26
0.00
0.62
12.64
0.00
0
-24.38
-5.4953
-24.38
-322.9594
-24.38
0
0
[Mint receives payment from Lampost Capital L.C. (LAMP) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
21.96
33.90
35.45
30.66
0.00
Lampost Capital, L.C.
LAMP
11.62
0.00
0.81
10.80
0.00
0
-24.38
-44.0132
-24.38
-235.6376
-24.38
0
0
[Mint receives payment from Lampost Capital L.C. (LAMP) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CODA MARKETS, INC.
CODA
29.46
10.91
11.94
6.61
0.00
-243.2088
-9.11
-254.3239
-9.11
-58.7258
-9.11
0
0
[Mint receives payment from CODA Markets (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
SPEEDROUTE LLC
SPDR
29.23
10.60
11.89
6.74
0.00
381.4875
15
517.6905
15
162.036
15
0
0
[Mint does not receive payment from SpeedRoute (SPDR) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CUTTONE & CO., LLC
TTUC
27.80
10.40
11.29
6.11
0.00
281.8665
15
364.3845
15
89.046
15
0
0
[Mint does not receive payment from DriveWealth (TTUC) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share rate to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
5.89
0.00
0.00
100.00
0.00
VOLANT EXECUTION, LLC
CMSP
53.33
0.00
0.00
53.33
0.00
[Mint does not receive payment nor do we pay for routing for Volant (CMSP). ]
Lampost Capital, L.C.
LAMP
33.33
0.00
0.00
33.33
0.00
[Mint receives payment from Lampost Capital L.C. (LAMP) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
2020
03
30.79
27.99
33.46
38.55
0.00
SPEEDROUTE LLC
SPDR
6.58
2.95
1.81
1.82
0.00
102.7005
15
102.408
15
41.775
15
0
0
[Mint does not receive payment from SpeedRoute (SPDR) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CODA MARKETS, INC.
CODA
32.16
12.11
10.64
9.41
0.00
-241.6435
-9.12
-534.5269
-9.12
-259.9008
-9.12
0
0
[Mint receives payment from CODA Markets (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CUTTONE & CO., LLC
TTUC
30.98
11.62
10.46
8.90
0.00
332.211
15
927.816
15
370.5885
15
0
0
[Mint does not receive payment from DriveWealth (TTUC) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share rate to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
Lampost Capital, L.C.
LAMP
26.63
0.00
8.86
17.77
0.00
0
-4.84
-261.4945
-4.84
-223.6337
-4.84
0
0
[Mint receives payment from Lampost Capital L.C. (LAMP) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
22.48
28.72
35.23
36.05
0.00
CODA MARKETS, INC.
CODA
30.79
11.44
11.89
7.46
0.00
-693.9171
-9.12
-561.1919
-9.12
-153.9246
-9.12
0
0
[Mint receives payment from CODA Markets (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CUTTONE & CO., LLC
TTUC
30.28
11.39
11.47
7.42
0.00
1248.381
15
1028.0835
15
318.48
15
0
0
[Mint does not receive payment from DriveWealth (TTUC) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share rate to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
Lampost Capital, L.C.
LAMP
19.11
0.00
5.92
13.19
0.00
0
-4.84
-130.1732
-4.84
-141.6755
-4.84
0
0
[Mint receives payment from Lampost Capital L.C. (LAMP) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
SPEEDROUTE LLC
SPDR
12.65
3.90
6.34
2.41
0.00
569.571
15
712.9455
15
250.263
15
0
0
[Mint does not receive payment from SpeedRoute (SPDR) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
0.00
0.00
0.00
0.00
0.00