1.2
MINT GLOBAL MARKETS, INC. (SPTD)
2021
2
2021-08-04T13:19:27Z
2021
04
35.76
25.01
47.59
27.40
0.00
CODA MARKETS, INC.
CODA
26.36
6.53
12.64
7.20
0.00
-116.2585
-9.1545
-134.1693
-9.1545
-17.9703
-9.1545
0
0
[Mint receives payment from CODA Markets (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CUTTONE & CO., LLC
TTUC
25.01
6.37
11.96
6.68
0.00
101.3358
14.88
172.6824
14.88
56.297
14.88
0
0
[Mint does not receive payment from DriveWealth (TTUC) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share rate to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
Lampost Capital, L.C.
LAMP
24.70
0.00
11.34
13.36
0.00
0
0
-59.5902
-5.19345
-33.2599
-5.19345
0
0
[Mint receives payment from Lampost Capital L.C. (LAMP) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
SPEEDROUTE LLC
SPDR
23.87
12.12
11.60
0.16
0.00
66.3597
3.79205
36.5595
3.79205
0.292
3.79205
0
0
[Mint does not receive payment from SpeedRoute (SPDR) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
20.79
35.56
24.47
39.97
0.00
Lampost Capital, L.C.
LAMP
24.43
0.00
5.48
18.95
0.00
0
0
-184.1187
-5.19345
-172.6817
-5.19345
0
0
[Mint receives payment from Lampost Capital L.C. (LAMP) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CODA MARKETS, INC.
CODA
24.20
8.89
5.65
9.67
0.00
-130.404
-9.1545
-422.0737
-9.1545
-142.9741
-9.1545
0
0
[Mint receives payment from CODA Markets (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CUTTONE & CO., LLC
TTUC
24.00
8.88
5.47
9.65
0.00
270.1836
14.88
600.1669
14.88
259.4536
14.88
0
0
[Mint does not receive payment from DriveWealth (TTUC) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share rate to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
SPEEDROUTE LLC
SPDR
21.93
16.92
4.85
0.17
0.00
124.6276
3.79205
135.0887
3.79205
4.4822
3.79205
0
0
[Mint does not receive payment from SpeedRoute (SPDR) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
0.76
0.00
0.00
100.00
0.00
2021
05
32.05
14.42
28.85
56.73
0.00
Lampost Capital, L.C.
LAMP
34.73
0.00
7.18
27.55
0.00
0
0
-38.0745
-3.3705
-25.5157
-3.3705
0
0
[Mint receives payment from Lampost Capital L.C. (LAMP) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CODA MARKETS, INC.
CODA
25.87
3.95
7.89
14.04
0.00
-16.1204
-8.69212
-74.322
-8.69212
-41.404
-8.69212
0
0
[Mint receives payment from CODA Markets (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CUTTONE & CO., LLC
TTUC
24.90
3.04
7.31
14.55
0.00
25.0862
14.88
102.4443
14.88
57.2196
14.88
0
0
[Mint does not receive payment from DriveWealth (TTUC) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share rate to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
SPEEDROUTE LLC
SPDR
12.74
6.02
6.40
0.32
0.00
8.532
3.25191
26.9089
3.25191
0.1317
3.25191
0
0
[Mint does not receive payment from SpeedRoute (SPDR) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
21.23
32.17
28.86
38.97
0.00
Lampost Capital, L.C.
LAMP
24.70
0.00
6.66
18.04
0.00
0
0
-189.5987
-3.3705
-125.5552
-3.3705
0
0
[Mint receives payment from Lampost Capital L.C. (LAMP) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CODA MARKETS, INC.
CODA
24.10
7.92
6.58
9.60
0.00
-183.8297
-8.69212
-425.0647
-8.69212
-186.6589
-8.69212
0
0
[Mint receives payment from CODA Markets (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CUTTONE & CO., LLC
TTUC
23.92
8.09
6.52
9.32
0.00
382.4443
14.88
876.2356
14.88
291.0483
14.88
0
0
[Mint does not receive payment from DriveWealth (TTUC) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share rate to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
SPEEDROUTE LLC
SPDR
20.81
14.91
5.67
0.23
0.00
112.135
3.25191
136.7113
3.25191
7.1851
3.25191
0
0
[Mint does not receive payment from SpeedRoute (SPDR) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
1.32
6.25
0.00
93.75
0.00
VOLANT EXECUTION, LLC
CMSP
62.50
0.00
0.00
62.50
0.00
0
0
0
0
0
0
0
0
[Mint does not receive payment no do we pay for routing for Volant (CMSP). ]
2021
06
31.57
17.58
29.79
52.64
0.00
Lampost Capital, L.C.
LAMP
33.89
0.00
7.62
26.27
0.00
0
0
-23.538
-3.45882
-8.0483
-3.45882
0
0
[Mint receives payment from Lampost Capital L.C. (LAMP) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CUTTONE & CO., LLC
TTUC
24.80
4.00
7.71
13.09
0.00
7.3358
14.88
58.4293
14.88
50.9089
14.88
0
0
[Mint does not receive payment from DriveWealth (TTUC) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share rate to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CODA MARKETS, INC.
CODA
24.71
4.39
7.42
12.89
0.00
-9.3433
-8.94528
-49.5166
-8.94528
-7.1562
-8.94528
0
0
[Mint receives payment from CODA Markets (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
SPEEDROUTE LLC
SPDR
15.04
7.91
6.93
0.20
0.00
2.5667
1.55391
7.1346
1.55391
1.5694
1.55391
0
0
[Mint does not receive payment from SpeedRoute (SPDR) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
16.73
21.77
33.39
44.83
0.00
SPEEDROUTE LLC
SPDR
16.64
9.40
6.99
0.25
0.00
34.6303
1.55391
121.9712
1.55391
1.9528
1.55391
0
0
[Mint does not receive payment from SpeedRoute (SPDR) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
Lampost Capital, L.C.
LAMP
29.16
0.00
8.24
20.92
0.00
0
0
-284.4326
-3.45882
-189.2898
-3.45882
0
0
[Mint receives payment from Lampost Capital L.C. (LAMP) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CODA MARKETS, INC.
CODA
25.13
5.44
8.22
11.47
0.00
-122.6335
-8.94528
-723.6302
-8.94528
-247.5401
-8.94528
0
0
[Mint receives payment from CODA Markets (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: Size of order, time of order placement, whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share amount to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
CUTTONE & CO., LLC
TTUC
23.51
5.17
7.57
10.77
0.00
246.9574
14.88
1106.2715
14.88
420.1591
14.88
0
0
[Mint does not receive payment from DriveWealth (TTUC) for directing order flow. Since the execution fee or rebate are not based on different security types (S&P or non-S&P) or order types (Market or Marketable Limit, or Non-Marketable Limit), we calculate a flat rate for all types, per share. Then we use that per share rate to fill the right side of the 606 report, multiply it to those different filled shares, convert it to “cents per hundred shares”, and display it on the 606 report.]
1.07
18.18
13.64
68.18
0.00
VOLANT EXECUTION, LLC
CMSP
63.64
0.00
9.09
54.55
0.00
0
0
0
0
0
0
0
0
[Mint does not receive payment no do we pay for routing for Volant (CMSP). ]