Account Fees
| Type | Cost |
|---|---|
| Checks | |
| Stop Payment | 30 |
| Returned Check | 40 |
| Photocopy of Check | 17 |
| Returned ACH Item | 40 |
| Pre-payment (before settlement) | $50 + interest |
| Forced Margin Sellout | $30 + Regular Commission |
| ACAT Outgoing – Non-ACAT Transfer | 75 |
| Wire Transfers - AXOS | |
| Wire – Domestic | 30 |
| Wire – International | 75 |
| Wire – Pre-payment (before settlement) | $50 + interest |
| Overnight Delivery | |
| Overnight – Domestic | 40 |
| Overnight – International | 60 |
| New Zealand and Australia | 65 |
| Postage and Handling | |
| Postage and Handling | 3.5 |
| Return Mail Postage and Handling Fee – Bad Address (Per Item) | 10 |
| Paper (Retail) | |
| Confirmation * | 4 |
| Statement * | 10 |
| Transfer on Death Registration (per account) | |
| Application Fee | 75 |
| Change / Revocation | 75 |
| Distribution of Assets from COR | 300 |
| Restricted Stock | |
| Clearance or Transfer of Restricted Stock | 200 |
| Physical Security Processing | |
| Transfer In and Out / Physical Certificate | 200 |
| Physical Certificate Request | 600 |
| Physical Certifcate Request (Other) DTC | 850 |
| Rush Withdrawal DTC | 250 |
| Physical Settlements | 200 |
| Rejected Deposits DTC or Agent | 200 |
| Free Deliveries DTC | 30 |
| NY Window / Physical Delivery | 30 |
| DWAC Transfer | 125 |
| Foreign Non-Euroclear | 100 |
| Worthless Securities | 20 |
| Miscellaneous Fees | |
| Warrants | $25 Per Trade |
| Tender Offer Exchange | 25 |
| Option exercise or assignment | 30 |
| Rep Assisted Trade | 30 |
| Mandatory Reorg Corporate Actions | 25 |
| Sub-Penny Position (per share per month) | .0000006 |
| Inactivity Fee | $30 per quarter* |
*If less than 15 trades per calendar quarter are executed.
| Type | Cost |
|---|---|
| Wire – Domestic | 30 |
| Wire – International | 75 |
| Inactivity Fee | $30 per quarter* |
| Forced Margin Sellout | $30 + Regular Commission |
| Short Locate Borrow Fee | Cost plus 20% Markup |
* If client trades less than 50,000 shares in listed or NMS securities in a quarter
Please contact us for the most current rates.
Certificate and DWAC deposits and transfers may incur substantially higher fees based on various factors that are not listed on this page.
A $4 per confirmation and $10 per statement fee is charged for physically mailed documents. To avoid these fees, traders can elect to receive their trading confirmations and statements electronically.
The fee information listed here is for informational purposes only. These fees are subject to change at any time and those changes may not be accurately reflected on this page. This is only a partial list of additional fees. View our other “fees” pages for additional information.