Disclosures Adobe Acrobat Reader is required to view & print the PDF versions of these disclosures. Download the latest version of Adobe Acrobat Reader. h Client Relationship Summary Click to view h Privacy Policy Click to view h Day Trading Risk Disclosure Click to view h Extended Hours Trading Risk Disclosure Click to view h Margin Risk Disclosure Click to view h Penny Stock Risk Disclosure Click to view h Trader Responsibilities Notice Click to view h No Advice or Recommendation Click to view h SIPC Notice Click to view h Payment for Order Flow Click to view h Business Continuity Plan Click to view h CIP Notice Click to view h Risk Policies Click to view h Routing Report Click to view h Customer Agreement Click to view