Info and Forms

Account forms, transfer forms, tax forms, etc.
If you have any questions regarding these forms, please contact the support team.

Account Applications

Account Forms

Transfer Forms

  • ACAT Request Form
    If you need to transfer securities and/or funds from another institution, you need to submit this form to complete your application process. Please include a separate transfer form for each account you’re transferring along with a copy of the most recent statements for each account.
  • Journal Request – LOA
    Transfer between two accounts held at the same clearing firm only.
  • ACH Authorization
    Automatic electronic transfer to and from client bank accounts.
  • Letter of Indemnity
    To be used in conjunction with ACH Authorization form if applicable.
  • Wire Transfer Form
    Request an outgoing wire transfer.

Tax Forms

  • W8-BEN *
    Foreign Account holders must complete and sign a W-8 form to be exempt from U.S. taxes. Your account may be opened with a copy, however an original signature W8 must be received before you can begin trading.
    * It is recommended that you sign the W8-BEN in blue ink.
    * You must also send a copy of your passport.
  • W-9
    Certification of Taxpayer Identification Number

Misc. Forms

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